UK Firm — Regulatory Record

Adm Investor Services International Limited

3 FCA enforcement actions on record, totalling £19.4m in fines. Operating in Wholesale Markets. Data sourced from FCA publications and Wayback Machine archives, updated daily.

Total fined
£19.4m
Enforcement actions
3
Most recent
02 Oct 2023
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
DateTypeSectorAmountSource
02 Oct 2023Fine£6.5mFCA notice ↗
01 Jan 2023FineWholesale Markets£6.5mFCA notice ↗
01 Jan 2023FineWholesale Markets£6.5mFCA notice ↗
Other Wholesale Markets firms with FCA enforcement
Peer comparisons for compliance benchmarking
Dinosaur Merchant Bank Limited£338kForexex LimitedLilium Markets LTDFxbfi Broker Financial Invest LimitedForex Tb Limited£276kMacquarie Bank Limited London Branch£13.0m
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