UK Firm — Regulatory Record
Bgc Brokers Lp, Gfi Securities Limited And Gfi Brokers Limited
1 FCA enforcement action on record, totalling £4.8m in fines. Operating in Investment. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
£4.8m
Enforcement actions
1
Most recent
07 Dec 2022
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 07 Dec 2022 | Fine | Investment | £4.8m | FCA notice ↗ |
Other Investment firms with FCA enforcement
Peer comparisons for compliance benchmarking
Care Asset Management Limited£56kInfinox Capital Limited£99kBastion Capital London Limited£2.5mEd&f Man Capital Markets LTD£17.2mThe Tjm Partnership Limited (formerly Known AS Neovision Global Capital Limited) (in Liquidation)£2.0mCredit Suisse International, Credit Suisse Securities (europe) LTD, And Credit Suisse AG£147.2m
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