UK Firm — Regulatory Record
Charles Schwab UK Limited
3 FCA enforcement actions on record, totalling £26.9m in fines. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
£26.9m
Enforcement actions
3
Most recent
21 Dec 2020
Sectors involved
—
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 21 Dec 2020 | Fine | — | £9.0m | FCA notice ↗ |
| 01 Jan 2020 | Fine | — | £9.0m | FCA notice ↗ |
| 01 Jan 2020 | Fine | — | £9.0m | FCA notice ↗ |
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