UK Firm — Regulatory Record
Efg Asset Management Summary
1 FCA enforcement action on record. Operating in Investment Management. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
—
Enforcement actions
1
Most recent
09 Mar 2022
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 09 Mar 2022 | Fine | Investment Management | — | FCA notice ↗ |
Most recent action — 09 Mar 2022
The FCA published a Fine relating to Efg Asset Management Summary, published on 09 Mar 2022. See the FCA source for the full notice.
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