UK Firm — Regulatory Record
Eric Ka Chi Siu Fn
1 FCA enforcement action on record, totalling £40k in fines. Operating in Wholesale Markets. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
£40k
Enforcement actions
1
Most recent
01 Jan 2019
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 01 Jan 2019 | Fine | Wholesale Markets | £40k | FCA notice ↗ |
Most recent action — 01 Jan 2019
The FCA published a Fine relating to Eric Ka Chi Siu Fn, published on 01 Jan 2019. See the FCA source for the full notice.
Other Wholesale Markets firms with FCA enforcement
Peer comparisons for compliance benchmarking
Track Wholesale Markets sector enforcement in real time
MeridianData tracks every FCA action across 1 sector. Pro tier — peer-group alerts, full 24-year history, Director Search across Companies House — from £599/mo vs £20k+ for enterprise alternatives.