UK Firm — Regulatory Record
Financial Limited
1 FCA enforcement action on record, totalling £12.6m in fines. Operating in Pensions. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
£12.6m
Enforcement actions
1
Most recent
19 Oct 2019
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 19 Oct 2019 | Fine | Pensions | £12.6m | FCA notice ↗ |
Most recent action — 19 Oct 2019
The FCA published a Fine relating to Financial Limited, published on 19 Oct 2019. See the FCA source for the full notice.
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