UK Firm — Regulatory Record
Henderson Carter Associates Limited
2 FCA enforcement actions on record, totalling £480k in fines. Operating in Pensions. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
£480k
Enforcement actions
2
Most recent
09 Jun 2022
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 09 Jun 2022 | Fine | Pensions | £240k | FCA notice ↗ |
| 01 Jan 2019 | Restriction | Pensions | £240k | FCA notice ↗ |
Most recent action — 09 Jun 2022
The FCA published a Fine relating to Final Notice Henderson Carter Associates Limited, published on 09 Jun 2022. See the FCA source for the full notice.
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