UK Firm — Regulatory Record

Icap Europe Limited

2 FCA enforcement actions on record, totalling £14.0m in fines. Operating in Wholesale Markets. Data sourced from FCA publications and Wayback Machine archives, updated daily.

Total fined
£14.0m
Enforcement actions
2
Most recent
06 Oct 2019
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
DateTypeSectorAmountSource
06 Oct 2019FineWholesale MarketsFCA notice ↗
25 Sept 2013Fine£14.0mFCA notice ↗
Most recent action — 06 Oct 2019

The FCA published a Fine relating to Icap Europe Limited, published on 06 Oct 2019. See the FCA source for the full notice.

Other Wholesale Markets firms with FCA enforcement
Peer comparisons for compliance benchmarking
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