UK Firm — Regulatory Record
Icc Intercertus Capital Limited
2 FCA enforcement actions on record. Operating in Wholesale Markets. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
—
Enforcement actions
2
Most recent
01 Jan 2021
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 01 Jan 2021 | Restriction | Wholesale Markets | — | FCA notice ↗ |
| 01 Jan 2021 | Restriction | Wholesale Markets | — | FCA notice ↗ |
Most recent action — 01 Jan 2021
The FCA published a Restriction relating to First Supervisory Notice Icc Intercertus Capital Limited, published on 01 Jan 2021. See the FCA source for the full notice.
Other Wholesale Markets firms with FCA enforcement
Peer comparisons for compliance benchmarking
Track Wholesale Markets sector enforcement in real time
MeridianData tracks every FCA action across 1 sector. Pro tier — peer-group alerts, full 24-year history, Director Search across Companies House — from £599/mo vs £20k+ for enterprise alternatives.