UK Firm — Regulatory Record
Interactive Brokers (UK) Limited
2 FCA enforcement actions on record, totalling £2.1m in fines. Operating in Wholesale Markets, Retail Broker. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
£2.1m
Enforcement actions
2
Most recent
25 Jan 2018
Sectors involved
2
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 25 Jan 2018 | Fine | Retail Broker | £1.0m | FCA notice ↗ |
| 01 Jan 2018 | Fine | Wholesale Markets | £1.0m | FCA notice ↗ |
Other Wholesale Markets firms with FCA enforcement
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