UK Firm — Regulatory Record
Kws Wealth Management Limited
2 FCA enforcement actions on record. Operating in Investment Management. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
—
Enforcement actions
2
Most recent
21 Sept 2019
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 21 Sept 2019 | Restriction | — | — | FCA notice ↗ |
| 01 Jan 2017 | Fine | Investment Management | — | FCA notice ↗ |
Most recent action — 21 Sept 2019
The FCA published a Restriction relating to Kws Wealth Management Limited, published on 21 Sep 2019. See the FCA source for the full notice.
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