UK Firm — Regulatory Record

Lloyds Banking Group

2 FCA enforcement actions on record, totalling £4.3m in fines. Operating in Mortgages. Data sourced from FCA publications and Wayback Machine archives, updated daily.

Total fined
£4.3m
Enforcement actions
2
Most recent
25 Oct 2020
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
DateTypeSectorAmountSource
25 Oct 2020FineMortgages£4.3mFCA notice ↗
01 Jan 2015FineFCA notice ↗
Most recent action — 25 Oct 2020

The FCA published a Fine relating to Lloyds Banking Group, published on 25 Oct 2020. See the FCA source for the full notice.

Other Mortgages firms with FCA enforcement
Peer comparisons for compliance benchmarking
The Mortgage Place LTDTsb Bank PLC£10.9mAl Rayan Bank PLC£4.0mRoark Holdings LTDNexus Independent Financial Advisers LTD Nexus Investment Managers LTDSamweb UK LTD
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