UK Firm — Regulatory Record

Martin Brokers UK LTD

1 FCA enforcement action on record, totalling £630k in fines. Operating in Wholesale Markets. Data sourced from FCA publications and Wayback Machine archives, updated daily.

Total fined
£630k
Enforcement actions
1
Most recent
19 Jul 2019
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
DateTypeSectorAmountSource
19 Jul 2019FineWholesale Markets£630kFCA notice ↗
Most recent action — 19 Jul 2019

The FCA published a Fine relating to Martin Brokers Uk Ltd, published on 19 Jul 2019. See the FCA source for the full notice.

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Peer comparisons for compliance benchmarking
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