UK Firm — Regulatory Record

Pricewaterhousecoopers LLP

2 FCA enforcement actions on record, totalling £15.0m in fines. Operating in Investment Management. Data sourced from FCA publications and Wayback Machine archives, updated daily.

Total fined
£15.0m
Enforcement actions
2
Most recent
16 Aug 2024
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
DateTypeSectorAmountSource
16 Aug 2024Fine£15.0mFCA notice ↗
11 Aug 2022FineInvestment ManagementFCA notice ↗
Other Investment Management firms with FCA enforcement
Peer comparisons for compliance benchmarking
Ashley Rudland Ar CapitalBluecrest Capital ManagementArch Financial ProductsGreenlight Capital£3.7mCatalyst Fund Management LimitedDickson Minto Advisers LLP
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