UK Firm — Regulatory Record

Rio Tinto PLC

3 FCA enforcement actions on record, totalling £82.2m in fines. Operating in Wholesale Markets. Data sourced from FCA publications and Wayback Machine archives, updated daily.

Total fined
£82.2m
Enforcement actions
3
Most recent
17 Oct 2017
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
DateTypeSectorAmountSource
17 Oct 2017Fine£27.4mFCA notice ↗
01 Jan 2017FineWholesale Markets£27.4mFCA notice ↗
01 Jan 2017FineWholesale Markets£27.4mFCA notice ↗
Other Wholesale Markets firms with FCA enforcement
Peer comparisons for compliance benchmarking
Dinosaur Merchant Bank Limited£338kForexex LimitedLilium Markets LTDFxbfi Broker Financial Invest LimitedForex Tb Limited£276kMacquarie Bank Limited London Branch£13.0m
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