UK Firm — Regulatory Record

Santander UK PLC

3 FCA enforcement actions on record, totalling £153.0m in fines. Operating in Investment Management. Data sourced from FCA publications and Wayback Machine archives, updated daily.

Total fined
£153.0m
Enforcement actions
3
Most recent
08 Dec 2022
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
DateTypeSectorAmountSource
08 Dec 2022Fine£107.8mFCA notice ↗
21 Sept 2019FineInvestment Management£12.4mFCA notice ↗
19 Dec 2018Fine£32.8mFCA notice ↗
Other Investment Management firms with FCA enforcement
Peer comparisons for compliance benchmarking
Ashley Rudland Ar CapitalBluecrest Capital ManagementArch Financial ProductsGreenlight Capital£3.7mCatalyst Fund Management LimitedDickson Minto Advisers LLP
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