UK Firm — Regulatory Record
Sigma Broking Limited
5 FCA enforcement actions on record, totalling £3.8m in fines. Operating in Wholesale Markets. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
£3.8m
Enforcement actions
5
Most recent
29 Jul 2025
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 29 Jul 2025 | Fine | — | £1.1m | FCA notice ↗ |
| 01 Jan 2025 | Fine | — | £1.1m | FCA notice ↗ |
| 04 Oct 2022 | Fine | — | £532k | FCA notice ↗ |
| 01 Jan 2022 | Fine | Wholesale Markets | £532k | FCA notice ↗ |
| 01 Jan 2022 | Fine | Wholesale Markets | £532k | FCA notice ↗ |
Other Wholesale Markets firms with FCA enforcement
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