UK Firm — Regulatory Record

Threadneedle Asset Management

1 FCA enforcement action on record, totalling £6.0m in fines. Operating in Pensions. Data sourced from FCA publications and Wayback Machine archives, updated daily.

Total fined
£6.0m
Enforcement actions
1
Most recent
07 Feb 2019
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
DateTypeSectorAmountSource
07 Feb 2019FinePensions£6.0mFCA notice ↗
Most recent action — 07 Feb 2019

The FCA published a Fine relating to Threadneedle Asset Management, published on 07 Feb 2019. See the FCA source for the full notice.

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