UK Firm — Regulatory Record
Tullett Prebon Europe Limited
2 FCA enforcement actions on record. Operating in Wholesale Markets. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
—
Enforcement actions
2
Most recent
01 Jan 2019
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 01 Jan 2019 | Fine | Wholesale Markets | — | FCA notice ↗ |
| 01 Jan 2019 | Fine | Wholesale Markets | — | FCA notice ↗ |
Most recent action — 01 Jan 2019
The FCA published a Fine relating to Tullett Prebon Europe Limited, published on 01 Jan 2019. See the FCA source for the full notice.
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