UK Firm — Regulatory Record
Asia Research And Capital Management LTD
3 FCA enforcement actions on record, totalling £2.6m in fines. Operating in Investment Management, Investment. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
£2.6m
Enforcement actions
3
Most recent
14 Oct 2020
Sectors involved
2
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 14 Oct 2020 | Fine | Investment | £873k | FCA notice ↗ |
| 01 Jan 2020 | Fine | Investment Management | £873k | FCA notice ↗ |
| 01 Jan 2020 | Fine | Investment Management | £873k | FCA notice ↗ |
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