UK Firm — Regulatory Record
Axa Wealth Services LTD
2 FCA enforcement actions on record, totalling £3.6m in fines. Operating in Investment, Investment Management. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
£3.6m
Enforcement actions
2
Most recent
09 May 2021
Sectors involved
2
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 09 May 2021 | Fine | Investment Management | £1.8m | FCA notice ↗ |
| 12 Sept 2013 | Fine | Investment | £1.8m | FCA notice ↗ |
Most recent action — 09 May 2021
The FCA published a Fine relating to Axa Wealth Services Ltd, published on 09 May 2021. See the FCA source for the full notice.
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