UK Firm — Regulatory Record
Axa Wealth Services LTD
1 FCA enforcement action on record, totalling £1.8m in fines. Operating in Investment. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
£1.8m
Enforcement actions
1
Most recent
12 Sept 2013
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 12 Sept 2013 | Fine | Investment | £1.8m | FCA notice ↗ |
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