UK Firm — Regulatory Record

Ct Capital Limited

2 FCA enforcement actions on record, totalling £4.7m in fines. Operating in Investment, Insurance. Data sourced from FCA publications and Wayback Machine archives, updated daily.

Total fined
£4.7m
Enforcement actions
2
Most recent
28 Jan 2022
Sectors involved
2
Enforcement history
Every FCA action on record for this firm
DateTypeSectorAmountSource
28 Jan 2022FineInsurance£2.4mFCA notice ↗
01 Jun 2016FineInvestment£2.4mFCA notice ↗
Most recent action — 28 Jan 2022

The FCA published a Fine relating to Ct Capital Limited, published on 28 Jan 2022. See the FCA source for the full notice.

Other Investment firms with FCA enforcement
Peer comparisons for compliance benchmarking
Care Asset Management Limited£56kInfinox Capital Limited£99kBastion Capital London Limited£2.5mEd&f Man Capital Markets LTD£17.2mBgc Brokers Lp, Gfi Securities Limited And Gfi Brokers Limited£4.8mThe Tjm Partnership Limited (formerly Known AS Neovision Global Capital Limited) (in Liquidation)£2.0m
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