UK Firm — Regulatory Record

Deutsche Bank AG

6 FCA enforcement actions on record, totalling £630.8m in fines. Operating in Banking, Wholesale Markets. Data sourced from FCA publications and Wayback Machine archives, updated daily.

Total fined
£630.8m
Enforcement actions
6
Most recent
20 Dec 2023
Sectors involved
2
Enforcement history
Every FCA action on record for this firm
DateTypeSectorAmountSource
20 Dec 2023FineWholesale Markets£4.7mFCA notice ↗
20 Aug 2019FineWholesale Markets£4.7mFCA notice ↗
31 Jan 2017FineBanking£163.1mFCA notice ↗
23 Apr 2015FineBanking£226.8mFCA notice ↗
01 Jan 2015FineWholesale Markets£226.8mFCA notice ↗
21 Aug 2014FineBanking£4.7mFCA notice ↗
Most recent action — 20 Dec 2023

The FCA published a Fine relating to Deutsche Bank Ag, published on 20 Dec 2023. See the FCA source for the full notice.

Other Banking firms with FCA enforcement
Peer comparisons for compliance benchmarking
The Royal Bank Of Scotland PLC£87.5mLloyds Tsb Bank PLC, Lloyds Tsb Scotland PLC, And Bank Of Scotland PLC£4.3mGatehouse Bank PLC£1.6mDinosaur Merchant Bank Limited£338kCurrency Matters LimitedMonzo Bank Limited£21.1m
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