UK Firm — Regulatory Record
Dolfin Financial UK Limited
1 FCA enforcement action on record. Operating in Banking. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
—
Enforcement actions
1
Most recent
23 Sept 2021
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 23 Sept 2021 | Restriction | Banking | — | FCA notice ↗ |
Most recent action — 23 Sept 2021
The FCA published a Restriction relating to First Supervisory Notice Dolfin Financial Uk Limited, published on 23 Sep 2021. See the FCA source for the full notice.
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