UK Firm — Regulatory Record
Efg Private Bank
2 FCA enforcement actions on record, totalling £8.4m in fines. Operating in Banking, Investment Management. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
£8.4m
Enforcement actions
2
Most recent
08 Jul 2017
Sectors involved
2
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 08 Jul 2017 | Fine | Investment Management | £4.2m | FCA notice ↗ |
| 28 Mar 2013 | Fine | Banking | £4.2m | FCA notice ↗ |
Most recent action — 08 Jul 2017
The FCA published a Fine relating to Efg Private Bank, published on 08 Jul 2017. See the FCA source for the full notice.
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