UK Firm — Regulatory Record

Forex Capital Markets Limited (“fxcm LTD”) & Fxcm Securities Limited (“fxcm Securities”) (together “fxcm UK”)

1 FCA enforcement action on record, totalling £4.0m in fines. Operating in Investment. Data sourced from FCA publications and Wayback Machine archives, updated daily.

Total fined
£4.0m
Enforcement actions
1
Most recent
26 Feb 2014
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
DateTypeSectorAmountSource
26 Feb 2014FineInvestment£4.0mFCA notice ↗
Other Investment firms with FCA enforcement
Peer comparisons for compliance benchmarking
Care Asset Management Limited£56kInfinox Capital Limited£99kBastion Capital London Limited£2.5mEd&f Man Capital Markets LTD£17.2mBgc Brokers Lp, Gfi Securities Limited And Gfi Brokers Limited£4.8mThe Tjm Partnership Limited (formerly Known AS Neovision Global Capital Limited) (in Liquidation)£2.0m
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