UK Firm — Regulatory Record

John Joseph Financial Services Limited

1 FCA enforcement action on record, totalling £20k in fines. Operating in Advice. Data sourced from FCA publications and Wayback Machine archives, updated daily.

Total fined
£20k
Enforcement actions
1
Most recent
30 Sept 2015
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
DateTypeSectorAmountSource
30 Sept 2015FineAdvice£20kFCA notice ↗
Other Advice firms with FCA enforcement
Peer comparisons for compliance benchmarking
Volkswagen Financial Services (UK) Limited£5.4mLj Financial Planning LTD£107kChase De Vere Independent Financial Adviser Limited (formerly Awd Chase De Vere Limited)£560kWestwood Independent Financial Planners£100kPorta Verde Financial Services Limited£25k
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