UK Firm — Regulatory Record
Lj Financial Planning LTD
2 FCA enforcement actions on record, totalling £214k in fines. Operating in Advice, Pensions. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
£214k
Enforcement actions
2
Most recent
10 Dec 2020
Sectors involved
2
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 10 Dec 2020 | Fine | Advice | £107k | FCA notice ↗ |
| 01 Jan 2020 | Fine | Pensions | £107k | FCA notice ↗ |
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