UK Firm — Regulatory Record

Lj Financial Planning LTD

1 FCA enforcement action on record, totalling £107k in fines. Operating in Advice. Data sourced from FCA publications and Wayback Machine archives, updated daily.

Total fined
£107k
Enforcement actions
1
Most recent
10 Dec 2020
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
DateTypeSectorAmountSource
10 Dec 2020FineAdvice£107kFCA notice ↗
Other Advice firms with FCA enforcement
Peer comparisons for compliance benchmarking
Volkswagen Financial Services (UK) Limited£5.4mJohn Joseph Financial Services Limited£20kChase De Vere Independent Financial Adviser Limited (formerly Awd Chase De Vere Limited)£560kWestwood Independent Financial Planners£100kPorta Verde Financial Services Limited£25k
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