UK Firm — Regulatory Record

River & Mercantile Asset Management LLP

1 FCA enforcement action on record, totalling £109k in fines. Operating in Investment. Data sourced from FCA publications and Wayback Machine archives, updated daily.

Total fined

£109k

Enforcement actions

Most recent

21 Feb 2019

Sectors involved

Enforcement history

Every FCA action on record for this firm

Date	Type	Sector	Amount	Source
21 Feb 2019	Fine	Investment	£109k	FCA notice ↗

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Peer comparisons for compliance benchmarking

Care Asset Management Limited£56k Infinox Capital Limited£99k Bastion Capital London Limited£2.5m Ed&f Man Capital Markets LTD£17.2m Bgc Brokers Lp, Gfi Securities Limited And Gfi Brokers Limited£4.8m The Tjm Partnership Limited (formerly Known AS Neovision Global Capital Limited) (in Liquidation)£2.0m

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