UK Firm — Regulatory Record

Sapien Capital Limited

2 FCA enforcement actions on record, totalling £356k in fines. Operating in Investment, Pensions. Data sourced from FCA publications and Wayback Machine archives, updated daily.

Total fined
£356k
Enforcement actions
2
Most recent
06 May 2021
Sectors involved
2
Enforcement history
Every FCA action on record for this firm
DateTypeSectorAmountSource
06 May 2021FineInvestment£178kFCA notice ↗
01 Jan 2021FinePensions£178kFCA notice ↗
Other Investment firms with FCA enforcement
Peer comparisons for compliance benchmarking
Care Asset Management Limited£56kInfinox Capital Limited£99kBastion Capital London Limited£2.5mEd&f Man Capital Markets LTD£17.2mBgc Brokers Lp, Gfi Securities Limited And Gfi Brokers Limited£4.8mThe Tjm Partnership Limited (formerly Known AS Neovision Global Capital Limited) (in Liquidation)£2.0m
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