UK Firm — Regulatory Record
Sei Investments (europe) Limited
2 FCA enforcement actions on record, totalling £1.8m in fines. Operating in Investment, Investment Management. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
£1.8m
Enforcement actions
2
Most recent
25 Oct 2020
Sectors involved
2
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 25 Oct 2020 | Fine | Investment Management | £900k | FCA notice ↗ |
| 25 Nov 2013 | Fine | Investment | £900k | FCA notice ↗ |
Most recent action — 25 Oct 2020
The FCA published a Fine relating to Sei Investments Europe Limited, published on 25 Oct 2020. See the FCA source for the full notice.
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