UK Firm — Regulatory Record
Ubs AG
6 FCA enforcement actions on record, totalling £270.9m in fines. Operating in Banking. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
£270.9m
Enforcement actions
6
Most recent
25 Jul 2021
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 25 Jul 2021 | Fine | — | — | FCA notice ↗ |
| 19 Mar 2019 | Fine | — | £27.6m | FCA notice ↗ |
| 01 Jan 2019 | Fine | — | — | FCA notice ↗ |
| 01 Jan 2019 | Fine | — | — | FCA notice ↗ |
| 11 Nov 2014 | Fine | Banking | £233.8m | FCA notice ↗ |
| — | Fine | — | £9.4m | FCA notice ↗ |
Most recent action — 25 Jul 2021
The FCA published a Fine relating to Ubs Ag, published on 25 Jul 2021. See the FCA source for the full notice.
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