UK Firm — Regulatory Record

7722656 Canada Inc Formerly Trading AS Swift Trade Inc

1 FCA enforcement action on record, totalling £8.0m in fines. Operating in Retail Broker. Data sourced from FCA publications and Wayback Machine archives, updated daily.

Total fined
£8.0m
Enforcement actions
1
Most recent
24 Jan 2014
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
DateTypeSectorAmountSource
24 Jan 2014FineRetail Broker£8.0mFCA notice ↗
Other Retail Broker firms with FCA enforcement
Peer comparisons for compliance benchmarking
Forex Tb Limited£276kSunrise Brokers LLP£642kInteractive Brokers (UK) Limited£1.0mExecution Noble & Company Limited (encl)£231kMartin Brokers (UK) LTD (martins)£630k
Track Retail Broker sector enforcement in real time
MeridianData tracks every FCA action across 1 sector. Pro tier — peer-group alerts, full 24-year history, Director Search across Companies House — from £599/mo vs £20k+ for enterprise alternatives.
Start 14-day free trial →