UK Firm — Regulatory Record
Sunrise Brokers LLP
3 FCA enforcement actions on record, totalling £1.9m in fines. Operating in Retail Broker, Pensions. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
£1.9m
Enforcement actions
3
Most recent
12 Nov 2021
Sectors involved
2
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 12 Nov 2021 | Fine | Retail Broker | £642k | FCA notice ↗ |
| 01 Jan 2021 | Fine | Pensions | £642k | FCA notice ↗ |
| 01 Jan 2021 | Fine | Pensions | £642k | FCA notice ↗ |
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