UK Firm — Regulatory Record
Execution Noble & Company Limited (encl)
1 FCA enforcement action on record, totalling £231k in fines. Operating in Retail Broker. Data sourced from FCA publications and Wayback Machine archives, updated daily.
Total fined
£231k
Enforcement actions
1
Most recent
06 Jan 2015
Sectors involved
1
Enforcement history
Every FCA action on record for this firm
| Date | Type | Sector | Amount | Source |
|---|---|---|---|---|
| 06 Jan 2015 | Fine | Retail Broker | £231k | FCA notice ↗ |
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